Former SEC Commissioner Dan Gallagher Joins Board of Blockchain Company Symbiont
Symbiont, a blockchain technology company, has boosted its board with the appointment of former SEC Commissioner Dan Gallagher and President of T. Rowe Price Global Investment Services President Todd...
View ArticleJay Clayton to Join SEC During Unprecedented Need to “Cut the Red Tape”
Financial regulations are often enacted with little concrete definition, to say nothing of quantification, of their costs and benefits. Regulators and economists have little understanding of causal...
View ArticleExit: SEC’s Dan Gallagher – Enter: The Crowdfunders!
Are Final JOBS Act Crowdfunding Rules Truly Upon Us? It’s been too long since I graced the pages of Crowdfund Insider with one of my many missives – or as some at the SEC might say: missiles. Well,...
View ArticleCrowdfunding Counselor Sam Guzik, A Voice Galvanizing & Advocating for the Crowd
“I do not recycle or repackage the ideas of others. I try to focus instead on broader JOBS Act issues and events which have thus far gone unnoticed – or barely noticed – and which require further...
View ArticleDan Gallagher, Former SEC Commissioner, Joins Patomak Global Partners
Patomak Global Partners has announced that Daniel Gallagher has joined their global consultancy. He will responsible for strategic initiatives, client service, and overseeing firm operations as...
View ArticleSEC Nominees Could Be First Up at Senate Banking Committee When it Reconvenes
While the Obama Administration appointed two new SEC commissioners this past fall, not too much has happened to move forward on the nominations. Senate Banking Committee Chairman Richard Shelby has...
View ArticleLetter: Financial Stability Board to Evaluate “Systemic Risk” Posed by...
The Financial Stability Board seeks to evaluate the potential for systemic risk posed by emerging innovations in financial technology, a move which may mark the beginning of the end to the regulatory...
View ArticleMicro Offering Bill Gains Support of National Small Business Association and...
A new bill seeking to improve access to capital for small business is making its way through Congress right now. The “Micro Lending Safe Harbor Act”, sponsored by Congressman Tom Emmer, has captured...
View ArticleThe SEC, the ICO and Avoiding the ICU: A Call for Leadership and Action
As a securities lawyer and a sometimes advocate for smart regulation of capital formation, I must confess: When it comes to addressing the current state of the Initial Coin Offering (ICO) marketplace,...
View ArticleElad Roisman Nominated by President Trump to Fill Commissioner Vacancy at SEC
Current Senate staffer Elad Roisman has been selected to fill the vacancy as a Commissioner at the Securities and Exchange Commission. President Trump nominated Roisman last Friday to replace...
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